Ken oversees compliance for the Tribeca group companies including financial services licensing compliance as well as the design and implementation of the organization’s internal controls and compliance management framework and procedures. He also serves as Corporate Secretary for ASX-listed Tribeca Global Natural Resources Ltd (ASX:TGF). Ken has over a decade of specialist risk and compliance management experience across funds management, equities and derivatives trading as well as private equity. Prior to joining Tribeca, he was the Compliance Manager at Sydney based AIMS Financial Group. Ken holds a Master of Commerce from Macquarie University, a Bachelor of Communication from University of Colorado, a Diploma of Financial Planning and ADA2 from Kaplan Professional. Ken is a native Mandarin speaker.
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